---
title: Panel History File Examples
slug: medhistory-populations-panel/guide/panel-history-file-examples
docTags: 
createdAt: 2026-06-10T15:15:14.155Z
---

This section provides the following XML examples from within the Panel History file:

- [Panel History File XML Document Structure](docId\:qw9pceRdQimuHtnOFcv0W)
- [File Identifier with Date Sent](docId\:qw9pceRdQimuHtnOFcv0W)
- [From Pharmacy Feed](docId\:qw9pceRdQimuHtnOFcv0W)
- [From PBM/Payer Care Feed](docId\:qw9pceRdQimuHtnOFcv0W)
- [Patient Not Found](docId\:qw9pceRdQimuHtnOFcv0W)
- [Approved With Notes](docId\:qw9pceRdQimuHtnOFcv0W)
- [AQ Reason Code](docId\:qw9pceRdQimuHtnOFcv0W)
- [DJ Reason Code](docId\:qw9pceRdQimuHtnOFcv0W)

## Panel History File XML Document Structure

::Image[]{src="https://api.archbee.com/api/optimize/fNEeV2bO-J-V0NK1eH_VR/pRTl4SGJZRC1xCQhIDatw_medhistfilexmlstructure.png" position="flex-start" size="90" initialPath="../../../Resources/Images/MedHistPanelMgmt/MedHistFileXML_Structure.png" githubPath="Content/Resources/Images/MedHistPanelMgmt/MedHistFileXML_Structure.png" width="768" height="491" darkWidth="768" darkHeight="491" showCaption="false"}

## File Identifier with Date Sent (Top Portion of Panel History File)

```xml
<Messages xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:schemaLocation="http://www.surescripts.com/messaging MessagesWrapper.xsd" xmlns="http://www.surescripts.com/messaging">
  <PatientFileID>ADHOC</PatientFileID>
  <TransmissionControlNumber>1234561234</TransmissionControlNumber>
  <SentTime>2020-02-08T05:08:10</SentTime>
```

## From Pharmacy Feed

```xml
  <Message xmlns="http://www.surescripts.com/messaging" release="006" version="010">
    <Header>
      <To Qualifier="ZZZ">P00000000012345</To>
      <From Qualifier="ZZZ">S00000000000003</From>
      <MessageID>id3z8w35xkt03h2cb1yd3wobii0juedm</MessageID>
      <RelatesToMessageID>12345678:12345678:1234567812345</RelatesToMessageID>
      <SentTime>2020-02-08T04:38:41.076Z</SentTime>
      <Security>
        <Sender>
          <SecondaryIdentification>NOPASS</SecondaryIdentification>
        </Sender>
        <Receiver/>
      </Security>
      <SenderSoftware>
        <SenderSoftwareDeveloper>SenderSoftwareDev</SenderSoftwareDeveloper>
        <SenderSoftwareProduct>10.6 Version</SenderSoftwareProduct>
        <SenderSoftwareVersionRelease>10.1</SenderSoftwareVersionRelease>
      </SenderSoftware>
      <TestMessage>0</TestMessage>
    </Header>
    <Body>
      <RxHistoryResponse>
        <Response>
          <Approved/>
        </Response>
        <Prescriber>
   <Identification>
        <NPI>1265666666</NPI>
   <Identification>
   <Name>
    <LastName>Dolittle</LastName>
   </Name>
         </Prescriber>
         <Patient>
           <Identification>
             <MutuallyDefined>1234567</MutuallyDefined>
           </Identification>
           <Name>
             <LastName>AUBAINE</LastName>
             <FirstName>CHENIN BLANC</FirstName>
           </Name>
           <Gender>F</Gender>
           <DateOfBirth>
             <Date>1991-07-21</Date>
           </DateOfBirth>
           <Address>
            <ZipCode>61761</ZipCode>
          </Address>
        </Patient>
        <BenefitsCoordination>
          <EffectiveDate>
            <Date>2019-02-08</Date>
          </EffectiveDate>
          <ExpirationDate>
            <Date>2019-03-08</Date>
          </ExpirationDate>
          <Consent>Y</Consent>
        </BenefitsCoordination>
        <MedicationDispensed>
          <DrugDescription>SERTRALINE 60MG TABLETS</DrugDescription>
          <DrugCoded>
            <ProductCode>65862001305</ProductCode>
            <ProductCodeQualifier>ND</ProductCodeQualifier>
          </DrugCoded>
          <Quantity>
            <Value>90</Value>
            <CodeListQualifier>87</CodeListQualifier>
            <UnitSourceCode>AC</UnitSourceCode>
            <PotencyUnitCode>C64933</PotencyUnitCode>
          </Quantity>
          <DaysSupply>90</DaysSupply>
          <Directions>TAKE ONE TABLET TWO TIMES A DAY UNTIL GONE.</Directions>
          <Refills>
            <Qualifier>REM</Qualifier>
            <Value>0</Value>
          </Refills>
          <Substitutions>0</Substitutions>
          <WrittenDate>
            <Date>2019-12-15</Date>
          </WrittenDate>
          <LastFillDate>
            <Date>2019-12-15</Date>
          </LastFillDate>
          <SoldDate>
            <Date>2019-12-18</Date>
          </SoldDate>
          <Pharmacy>
            <Identification>
              <NCPDPID>1469123</NCPDPID>
              <NPI>1265437548</NPI>
            </Identification>
            <StoreName>Walgreens</StoreName>
            <Address>
              <AddressLine1>1525 N Main Pkwy</AddressLine1>
              <City>Bloomington</City>
              <State>IL</State>
              <ZipCode>61706</ZipCode>
            </Address>
            <CommunicationNumbers>
              <Communication>
                <Number>4012615689</Number>
                <Qualifier>TE</Qualifier>
              </Communication>
            </CommunicationNumbers>
          </Pharmacy>
          <Prescriber>
            <Identification>
              <NPI>8925170837</NPI>
              <DEANumber>FG1235179</DEANumber>
            </Identification>
            <Name>
              <LastName>PISCOPO</LastName>
              <FirstName>BOB</FirstName>
            </Name>
            <Address>
              <AddressLine1>1234 West DR</AddressLine1>
              <AddressLine2>STE E</AddressLine2>
              <City>Chicago</City>
              <State>IL</State>
              <ZipCode>617013552</ZipCode>
              <PlaceLocationQualifier>AD2</PlaceLocationQualifier>
            </Address>
            <CommunicationNumbers>
              <Communication>
                <Number>5864638356</Number>
                <Qualifier>TE</Qualifier>
              </Communication>
              <Communication>
                <Number>8863631812</Number>
                <Qualifier>FX</Qualifier>
              </Communication>
            </CommunicationNumbers>
          </Prescriber>
          <HistorySource>                    
            <Source>
              <SourceQualifier>P2</SourceQualifier>
              <SourceDescription>Walgreens</SourceDescription>
              <Reference>
                <IDValue>1469123</IDValue>
                <IDQualifier>D3</IDQualifier>
              </Reference>
            </Source>
           <SourceReference>309678</SourceReference>
           <FillNumber>01</FillNumber>
          </HistorySource>
        </MedicationDispensed>
      </RxHistoryResponse>
    </Body>
  </Message>
```

## From PBM/Payer Care Feed

Please refer to the example in [AQ Reason Code](docId\:qw9pceRdQimuHtnOFcv0W) where the <font color="#800000">SourceQualifier</font> value is **PY**.

:::hint{type="info"}
**Note:&#x20;**&#x49;f the submitter chooses to send the **SourceReference** field, and the **SourceQualifier** value is **PY**, then it should be populated with prescription number from PBM/payer system from claims processing.
:::

## Patient Not Found

```xml
<Message xmlns="http://www.surescripts.com/messaging" release="006" version="010">
    <Header>
      <To Qualifier="ZZZ">P00000000012345</To>
      <From Qualifier="ZZZ">S00000000000009</From>
      <MessageID>8cww2ecxk97k4a3ibwmp1pt1mgl24cdc</MessageID>
      <RelatesToMessageID>32345678:12345678:1234567812345</RelatesToMessageID>
      <SentTime>2020-02-08T04:44:58.232Z</SentTime>
      <Security>
        <Sender>
          <SecondaryIdentification>NOPASS</SecondaryIdentification>
        </Sender>
        <Receiver/>
      </Security>
      <SenderSoftware>
        <SenderSoftwareDeveloper>SenderSoftwareDev</SenderSoftwareDeveloper>
        <SenderSoftwareProduct>10.6 Version</SenderSoftwareProduct>
        <SenderSoftwareVersionRelease>10.1</SenderSoftwareVersionRelease>
      </SenderSoftware>
      <TestMessage>0</TestMessage>
    </Header>
    <Body>
      <RxHistoryResponse>
        <Response>
          <Approved>
            <Note>Patient Not Found.</Note>
          </Approved>
        </Response>
        <Prescriber>
   <Identification>
        <NPI>1265666666</NPI>
   <Identification>
   <Name>
    <LastName>Dolittle</LastName>
   </Name>
         </Prescriber>
        <Patient>
          <Identification>
          <!--Note: This Mutually Defined field is the patient’s id from the input patient file.  It is not required by the standard on a med history response but will always be populated for Panel.-->
            <MutuallyDefined>7654321</MutuallyDefined>
          </Identification>
          <Name>
          <!--Note: First Name, Last Name, Date of Birth, Gender and Zip Code are required on the Patient File Load.  These are not required by the standard on a med history response but will always be populated for Panel.-->
            <LastName>Bandit</LastName>
            <FirstName>Smokey</FirstName>
          </Name>
          <Gender>M</Gender>
          <DateOfBirth>
            <Date>1940-04-27</Date>
          </DateOfBirth>
          <Address>
            <ZipCode>60131</ZipCode>
          </Address>
        </Patient>
        <BenefitsCoordination>
        <!--Note: The benefits coordination fields are not required by the standard on a med history response but will be populated by Panel.  Effective date is the beginning date of the look-back period for medications and expiration date is the end date of the look-back period.  Consent is always set to “Y”.-->
          <EffectiveDate>
            <Date>2019-02-08</Date>
          </EffectiveDate>
          <ExpirationDate>
            <Date>2020-02-08</Date>
          </ExpirationDate>
          <Consent>Y</Consent>
        </BenefitsCoordination>
      </RxHistoryResponse>
    </Body>
  </Message>
```

## Approved With Note

```xml
 <Message xmlns="http://www.surescripts.com/messaging" release="006" version="010">
    <Header>
      <To Qualifier="ZZZ">P00000000012345</To>
      <From Qualifier="ZZZ">S00000000000009</From>
      <MessageID>wl4hsx68yfwgtklgfaxups68io4rbx6f</MessageID>
      <RelatesToMessageID>22345678:12345678:1234567812345</RelatesToMessageID>
      <SentTime>2020-02-08T04:17:47.979Z</SentTime>
      <Security>
        <Sender>
          <SecondaryIdentification>NOPASS</SecondaryIdentification>
        </Sender>
        <Receiver/>
      </Security>
      <SenderSoftware>
        <SenderSoftwareDeveloper>SenderSoftwareDev</SenderSoftwareDeveloper>
        <SenderSoftwareProduct>10.6 Version</SenderSoftwareProduct>
        <SenderSoftwareVersionRelease>10.1</SenderSoftwareVersionRelease>
      </SenderSoftware>
      <TestMessage>0</TestMessage>
    </Header>
    <Body>
      <RxHistoryResponse>
        <Response>
          <Approved>
            <Note>Although a patient record was found, no medications were available.</Note>
          </Approved>
        </Response>
        <Prescriber>
   <Identification>
        <NPI>1265666666</NPI>
   <Identification>
   <Name>
    <LastName>Dolittle</LastName>
   </Name>
         </Prescriber>
        <Patient>
          <Identification>
          <!--Note: This Mutually Defined field is the patient’s id from the input patient file. It is not required by the standard on a med history response but will always be populated for Panel.-->
            <MutuallyDefined>123456</MutuallyDefined>
          </Identification>
          <Name>
          <!--Note: First Name, Last Name, Date of Birth, Gender and Zip Code are required on the Patient File Load. These are not required by the standard on a med history response but will always be populated for Panel.-->
            <LastName>BRIGHTONrighton</LastName>
            <FirstName>JOEL</FirstName>
          </Name>
          <Gender>M</Gender>
          <DateOfBirth>
            <Date>1968-05-19</Date>
          </DateOfBirth>
          <Address>
            <ZipCode>90210</ZipCode>
          </Address>
        </Patient>
        <BenefitsCoordination>
        <!--Note: The benefits coordination fields are not required by the standard on a med history response but will be populated by Panel.  Effective date is the beginning date of the look-back period for medications and expiration date is the end date of the look-back period. Consent is always set to “Y”.-->
          <EffectiveDate>
            <Date>2019-02-08</Date>
          </EffectiveDate>
          <ExpirationDate>
            <Date>2020-02-08</Date>
          </ExpirationDate>
          <Consent>Y</Consent>
        </BenefitsCoordination>
      </RxHistoryResponse>
    </Body>
  </Message>
```

## AQ Reason Code (Patient Has Over 300 Meds)

```xml
<Message xmlns="http://www.surescripts.com/messaging" release="006" version="010">
    <Header>
      <To Qualifier="ZZZ">P00000000022835</To>
      <From Qualifier="ZZZ">S00000000000003</From>
      <MessageID> id3z8w35xkt03h2cb1yd3wobii0juedm</MessageID>
      <RelatesToMessageID>12345678:12345678:1234567812345</RelatesToMessageID>
      <SentTime>2020-02-08T04:38:41.076Z </SentTime>
      <Security>
        <Sender>
          <SecondaryIdentification>NOPASS</SecondaryIdentification>
        </Sender>
        <Receiver/>
      </Security>
      <SenderSoftware>
        <SenderSoftwareDeveloper>SenderSoftwareDev</SenderSoftwareDeveloper>
        <SenderSoftwareProduct>10.6 Version</SenderSoftwareProduct>
        <SenderSoftwareVersionRelease>10.1</SenderSoftwareVersionRelease>
      </SenderSoftware>
      <TestMessage>0</TestMessage>
    </Header>
```

**Response 1 Containing AQ Reason Code**

```xml
<Body>
      <RxHistoryResponse>
        <Response>
          <Approved>
            <ApprovalReasonCode>AQ</ApprovalReasonCode>
          </Approved>
        </Response>
        <Prescriber>
   <Identification>
        <NPI>1265666666</NPI>
   <Identification>
   <Name>
    <LastName>Dolittle</LastName>
   </Name>
         </Prescriber>
         <Patient>
           <Identification>
             <MutuallyDefined>1234567</MutuallyDefined>
           </Identification>
           <Name>
             <LastName>PENNINGTON</LastName>
             <FirstName>REN</FirstName>
           </Name>
           <Gender>F</Gender>
           <DateOfBirth>
             <Date>1975-06-28</Date>
           </DateOfBirth>
           <Address>
             <ZipCode>55555</ZipCode>
           </Address>
        </Patient>
        <BenefitsCoordination>
          <EffectiveDate>
            <Date>2019-02-06</Date>
          </EffectiveDate>
          <ExpirationDate>
            <Date>2020-02-06</Date>
          </ExpirationDate>
          <Consent>Y</Consent>
        </BenefitsCoordination>
        <MedicationDispensed>
<!--Note: This message would continue on to include 300 total dispensed medications.-->
```

**Response 2 (Remaining Dispensed Medications up to 300)**

```xml
<Body>
      <RxHistoryResponse>
        <Response>
          <Approved/>
        </Response>
        <Prescriber>
   <Identification>
        <NPI>1265666666</NPI>
   <Identification>
   <Name>
    <LastName>Dolittle</LastName>
   </Name>
         </Prescriber>
        <Patient>
          <Identification>
            <MutuallyDefined>2101111</MutuallyDefined>
          <Identification>
            <MutuallyDefined>1234567</MutuallyDefined>
           </Identification>
           <Name>
             <LastName>PENNINGTON</LastName>
             <FirstName>REN</FirstName>
           </Name>
           <Gender>F</Gender>
           <DateOfBirth>
             <Date>1975-06-28</Date>
           </DateOfBirth>
           <Address>
             <ZipCode>55555</ZipCode>
           </Address>
         </Patient>
         <BenefitsCoordination>
          <EffectiveDate>
            <Date>2019-02-06</Date>
          </EffectiveDate>
          <ExpirationDate>
            <Date>2019-04-03</Date>
          </ExpirationDate>
          <Consent>Y</Consent>
        </BenefitsCoordination>
        <MedicationDispensed>          
          <DrugDescription>fentanyl 25 mcg/hr transdermal patch</DrugDescription>
           <DrugCoded>
             <ProductCode>00006902576</ProductCode>
             <ProductCodeQualifier>ND</ProductCodeQualifier>
             <Strength>25 MCG/HR</Strength>
             <DEASchedule>C48675</DEASchedule>
           </DrugCoded>
           <Quantity>
             <Value>10</Value>
             <CodeListQualifier>87</CodeListQualifier>
             <UnitSourceCode>AC</UnitSourceCode>
             <PotencyUnitCode>C48524</PotencyUnitCode>
           </Quantity>
           <DaysSupply>30</DaysSupply>
           <Refills>
             <Qualifier>REM</Qualifier>
             <Value>0</Value>
           </Refills>
           <Substitutions>0</Substitutions>
           <LastFillDate>
             <Date>2019-03-08</Date>
           </LastFillDate>
           <Pharmacy>
             <Identification>
               <NCPDPID>1455555</NCPDPID>
               <NPI>1265466666</NPI>
             </Identification>
             <StoreName>WALGREENS 12345</StoreName>
             <Address>
               <AddressLine1>1525 N Main Pkwy</AddressLine1>
               <City>Chicago</City>
               <State>IL</State>
               <ZipCode>55555</ZipCode>
             </Address>
             <CommunicationNumbers>
               <Communication>
                 <Number>7755555511</Number>
                 <Qualifier>TE</Qualifier>
               </Communication>
             </CommunicationNumbers>
           </Pharmacy>
           <Prescriber>
             <Identification>
               <NPI>0111118370</NPI>
             </Identification>
             <Name>
               <LastName>Valden</LastName>
               <FirstName>Leah</FirstName>
             </Name>
             <CommunicationNumbers>
               <Communication>
                 <Number>1234387752</Number>
                 <Qualifier>TE</Qualifier>
               </Communication>
             </CommunicationNumbers>
           </Prescriber>
           <HistorySource>
             <Source>
               <SourceQualifier>PY</SourceQualifier>
               <SourceDescription>DSTPSDIR</SourceDescription>
             </Source>
             <SourceReference>895464999999</SourceReference>
           </HistorySource>
        </MedicationDispensed>
<!--Note: This message would continue on to include the remaining dispensed medications up to a maximum of 300.-->
```

## DJ Reason Code (Patient Record Found, But No Medications Available)

```xml
<Message TransportVersion="20170715" DatatypesVersion="20170715" TransactionDomain="SCRIPT" TransactionVersion="20170715" StructuresVersion="20170715" ECLVersion="20170715">
    <Header>
        <To Qualifier="ZZZ">D00000000093552</To>
        <From Qualifier="ZZZ">D00000000000008</From>
        <MessageID>4e2f66cc-9401-4060-b461-62e5029cc1f7</MessageID>
        <RelatesToMessageID>7897535:7303095:1655290060714</RelatesToMessageID>
        <SentTime>2022-06-15T10:47:43.000Z</SentTime>
        <Security>
            <Sender>
                <SecondaryIdentification>RRN0BD6KUE</SecondaryIdentification>
                <TertiaryIdentification>S00000000000003</TertiaryIdentification>
            </Sender>
            <Receiver/>
        </Security>
        <SenderSoftware>
            <SenderSoftwareDeveloper>Surescripts</SenderSoftwareDeveloper>
            <SenderSoftwareProduct>Medication History</SenderSoftwareProduct>
            <SenderSoftwareVersionRelease>26.1.0.774</SenderSoftwareVersionRelease>
        </SenderSoftware>
        <TestMessage>0</TestMessage>
    </Header>
    <Body>
        <RxHistoryResponse>
            <Response>
                <Approved>
                    <ReasonCode>DJ</ReasonCode>
                    <Note>Although a patient record was found, no medications were available.</Note>
                </Approved>
            </Response>
            <Facility>
                <Identification>
                    <NPI>1154601474</NPI>
                </Identification>
                <FacilityName>11MN</FacilityName>
            </Facility>
            <Patient>
                <HumanPatient>
                    <Identification>
                        <MutuallyDefined>560-Io7Ww25RX0fCjcH3</MutuallyDefined>
                    </Identification>
                    <Name>
                        <LastName>RetryScenario560</LastName>
                        <FirstName>HALCOMB</FirstName>
                        <MiddleName>M</MiddleName>
                    </Name>
                    <Gender>M</Gender>
                    <DateOfBirth>
                        <Date>1966-11-23</Date>
                    </DateOfBirth>
                    <Address>
                        <PostalCode>19145</PostalCode>
                    </Address>
                </HumanPatient>
            </Patient>
            <BenefitsCoordination>
                <EffectiveDate>
                    <Date>2019-07-14</Date>
                </EffectiveDate>
                <ExpirationDate>
                    <Date>2019-07-14</Date>
                </ExpirationDate>
                <Consent>Y</Consent>
            </BenefitsCoordination>
            <RequestedDates>
                <StartDate>
                    <Date>2021-06-15</Date>
                </StartDate>
                <EndDate>
                    <Date>2022-06-15</Date>
                </EndDate>
            </RequestedDates>
        </RxHistoryResponse>
    </Body>
</Message>
```

